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| Some tips on how to get compensated for introductions as a 'money finder'. It looks like you will need to be registered as a broker in order to play this game legally. However, there are some circumstances where a finder-consultant is not required to register as a broker, you just must take extreme care to ensure that the finder's activities are limited so that he or she is not functioning as an unlicensed broker. Finders can avoid registering as a broker by limiting to: - merely introducing prospective investors to a company without engaging in negotiations; -not recommending the company's securities to prospective investors; -and basing their compensation on a flat fee that is not contingent on the closing of a securities sale (for example, the finder gets a fee of $50,000 for making the introduction to an investor, regardless of whether the investor purchases shares or not). &Rob 2014-05-08 13:03:16 |